CHAPTER I
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CHAPTER II
Principles Governing Disclosures And Obligations Of Listed Entity
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CHAPER III
Common Obligations Of Listed Entities
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CHAPTER IV
Obligations Of A Listed Entity Which Has Listed Its Specified Securities And Non-Convertible Debt Securities
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CHAPTER V
Obligations Of Listed Entity Which Has Listed Its Non-Convertible Securities
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CHAPTER VI
Obligations Of Listed Entity Which Has Listed Its Specified Securities And Either Non-Convertible Debt Securities Or Non-Convertble Redeemable Preference Shares Or Both
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CHAPTER VIA
Framework for Voluntary Delisting of Non-convertible Debt Securities or Non-Convertible Redeemable Preference Shares and Obligations of the Listed Entity on such delisting
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CHAPTER VII
Obligations Of Listed Entity Which Has Listed Its Indian Depository Receipts
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CHAPTER VIII
Obligations Of Listed Entity Which Has Listed Its Securitised Debt Instruments
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CHAPTER VIIIA
Obligations Of Listed Entity Which Has Listed Its Security Receipts
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CHAPTER IX
Obligations Of Listed Entity Which Has Listed Its Mutual Fund Units
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CHAPTER IXA
Obligations Of Social Enterprises
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CHAPTER X
Duties And Obligations Of The Recognised Stock Exchange(S)
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CHAPTER XI
Procedure For Action In Case Of Default
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CHAPTER XIA
Power To Relax Strict Enforcement Of The Regulations
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CHAPTER XII
Miscellaneous
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SCHEDULE I
SCHEDULE II
PART A
PART B
PART C
PART D
PARA A
PARA B
PARA C
PART E
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SCHEDULE III
PART A
PART B
PART C
PART D
PART E
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SCHEDULE IV
PART A
PART B
SCHEDULE V
SCHEDULE VI
SCHEDULE VII
SCHEDULE VIII
SCHEDULE IX
SCHEDULE X
SCHEDULE XI
1 Short title and commencement
3 Applicability of the regulations
CHAPTER II PRINCIPLES GOVERNING DISCLOSURES AND OBLIGATIONS OF LISTED ENTITY
4 Principles governing disclosures and obligations
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CHAPTER III COMMON OBLIGATIONS OF LISTED ENTITIES
5 General obligation of compliance
6 Compliance Officer and his /her Obligations
8 Co-operation with intermediaries registered with the Board
12 Payment of dividend or interest or redemption or repayment
13 Grievance Redressal Mechanism
14 Fees and other charges to be paid to the recognized stock exchange(s)
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17A Maximum number of directorships
19 Nomination and remuneration committee
20 Stakeholders Relationship Committee
24 Corporate governance requirements with respect to subsidiary of listed entity
24A Secretarial Audit and Secretarial Compliance Report
25 Obligations with respect to independent directors
26A Vacancies in respect of certain Key Managerial Personnel
27 Other corporate governance requirements
28 In-principle approval of recognized stock exchange(s)
30 Disclosure of events or information
30A Disclosure requirements for certain types of agreements binding listed entities
31 Holding of specified securities and shareholding pattern
31A Conditions for re-classification of any person as promoter / public
31B Special rights to shareholders
32 Statement of deviation(s) or variation(s)
35 Annual Information Memorandum
36 Documents & Information to shareholders
37 Draft Scheme of Arrangement & Scheme of Arrangement
37A Sale, lease or disposal of an undertaking outside Scheme of Arrangement
38 Minimum Public Shareholding
40 Transfer or transmission or transposition of securities
41 Other provisions relating to securities
41A Other provisions relating to outstanding SR equity shares
42 Record Date or Date of closure of transfer books
43A Dividend Distribution Policy
44 Meetings of shareholders and voting
45 Change in name of the listed entity
47 Advertisements in Newspapers
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CHAPTER V OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS NON-CONVERTIBLE SECURITIES
50 Intimation to stock exchange(s)
56 Documents and Intimation to Debenture Trustees
57 Intimations/ other submissions to stock exchange(s)
58 Documents and information to holders of non - convertible Securities
59 Structure of non convertible debt securities and non convertible redeemable preference shares
59A Draft Scheme of Arrangement and Scheme of Arrangement
61 Terms of non convertible debt securities and non convertible redeemable preference shares
61A Dealing with unclaimed non-convertible securities and benefits accrued thereon
62A Listing of subsequent issuances of non-convertible debt securities
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63 Applicability of Chapters IV and V
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CHAPTER VIA FRAMEWORK FOR VOLUNTARY DELISTING OF NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTBLE REDEEMABLE PREFERENCE SHARES AND OBLIGATIONS OF THE LISTED ENTITY ON SUCH DELISTING
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CHAPTER VII OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS INDIAN DEPOSITORY RECEIPTS
67 General Obligations of listed entity
68 Disclosure of material events or information
69 Indian Depository Receipt holding pattern & Shareholding details
70 Periodical Financial Results
73 Documents and Information to IDR Holder
74 Equitable Treatment to IDR Holders
75 Advertisements in Newspapers
76 Terms of Indian Depository Receipts
77 Structure of Indian Depository Receipts
80 Delisting of Indian Depository Receipt
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CHAPTER VIII OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS SECURITISED DEBT INSTRUMENTS
82 Intimation and filings with stock exchange(s)
86 Terms of Securitized Debt Instruments
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CHAPTER VIIIA OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS SECURITY RECEIPTS
87B Intimations and Disclosure of events or information to Stock Exchanges
87C Valuation, Rating and NAV disclosure
87D Terms of Security Receipts
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CHAPTER IX OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS MUTUAL FUND UNITS
91 Dissemination on the website of stock exchange(s)
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CHAPTER IXA OBLIGATIONS OF SOCIAL ENTERPRISES
91B Disclosures by a For Profit Social Enterprise
91C Disclosures by a Not for Profit Organization
91E Disclosures by a Social Enterprise in respect of social impact
91F Statement of utilisation of funds
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CHAPTER X DUTIES AND OBLIGATIONS OF THE RECOGNISED STOCK EXCHANGE(S)
95 Statement on Impact of Audit Qualifications accompanying Annual Audit Report
97 Monitoring of Compliance/Non Compliance & Adequacy/ Accuracy of the disclosures
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CHAPTER XI PROCEDURE FOR ACTION IN CASE OF DEFAULT
98 Liability for contravention of the Act, rules or the regulations
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CHAPTER XIA POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS
99A Exemption from enforcement of the regulations in special cases
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100 Amendments to other regulations
101 Power to remove difficulties
102 Power to relax strict enforcement of the regulations
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SCHEDULES
SCHEDULE I TERMS OF SECURITIES
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SCHEDULE II CORPORATE GOVERNANCE
MINIMUM INFORMATION TO BE PLACED BEFORE BOARD OF DIRECTORS
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ROLE OF THE AUDIT COMMITTEE AND REVIEW OF INFORMATION BY AUDIT COMMITTEE
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ROLE OF COMMITTEES (OTHER THAN AUDIT COMMITTEE)
PARA A ROLE OF NOMINATION AND REMUNERATION COMMITTEE
PARA B STAKEHOLDERS RELATIONSHIP COMMITTEE
PARA C RISK MANAGEMENT COMMITTEE
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DISCLOSURES OF EVENTS OR INFORMATION: SPECIFIED SECURITIES
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DISCLOSURES OF MATERIAL EVENTS OR INFORMATION: INDIAN DEPOSITORY RECEIPTS
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DISCLOSURE OF EVENTS OR INFORMATION TO STOCK EXCHANGES: SECURITY RECEIPTS
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DISCLOSURES IN FINANCIAL RESULTS
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SCHEDULE VI MANNER OF DEALING WITH UNCLAIMED SHARES
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SCHEDULE VII TRANSFER AND TRANSMISSION OF SECURITIES
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SCHEDULE VIII MANNER OF REVIEWING FORM B ACCOMPANYING ANNUAL AUDITED RESULTS
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SCHEDULE IX AMENDMENTS TO OTHER REGULATIONS
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SCHEDULE X LIST OF SEBI CIRCULARS WHICH STAND RESCINDED
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